The Securities and Exchange Commission (SEC) says it will charge a regulatory fee on fixed income (bonds) transactions at the secondary market with effect from January 1, 2022. The development
Tag "capital market operators"
The Securities and Exchange Commission (SEC) says it will stop operations of capital market operators (CMOs) that are yet to renew their registration by May 31, 2021. This was contained
The Securities and Exchange Commission (SEC) has given capital market operators an April 30 deadline to renew their registration for 2021. The commission announced the resumption of the periodic renewal
The Securities and Exchange Commission (SEC) says it will withdraw the certificates of registration of 157 inactive capital market operators over failure to meet extant rules and regulations. This was
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